Licenses and Certifications

Licenses

 

  • Series 3 - National Commodities Futures
  • Series 5 - Interest Rate Options (Successfully completed and held previously - now part of the Series 7 - General Securities Representative License)
  • Series 7 - General Securities Representative
  • Series 63 - Uniform State Exam
  • Series 65 - Investment Advisory Agent
  •  "This site is published for residents of the United States and is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security or product that may be referenced herein. Persons mentioned on this website may only offer services and transact business and/or respond to inquiries in states or jurisdictions in which they have been properly registered or are exempt from registration. Not all products and services referenced on this site are available in every state, jurisdiction or from every person listed."
  • Life, Accident & Health,Variable Life, Fixed/Variable/Indexed Annuities, Long Term Care Insurance - AZ, FL, NY, UT, VA 
  • 'Annual Premium' and/or 'Single Trip' Travel Insurance and Property and Casualty Baggage Insurance - All 50 States.

 

Certifications

*  NYS Partnership for Long Term Care Insurance Certification