Education

 

 

 

 

 

 

 

 

 

 

Education

            Bache and Company - Institutional/Retail Brokerage Training -

            1971 - New York City

            Hayden Stone Brokerage Training - 3 months - 1967 -  New York City

            New York Institute of Finance Courses - 3 months - 1967 -  Rochester, NY

  • BS - Finance & Economics, 1967
    University at Buffalo (SUNY)
    State University of New York
    Buffalo, NY
  • AAS - Business Administration, 1965
    Monroe Community College (SUNY)
    State University of New York
    Rochester, NY
  • NYS Regents Diploma, 1960
    Aquinas Institute
    Rochester, NY
  • Guided Portfolio Management Program
    Smith Barney
  • Financial Planning Specialist Designation
    Smith Barney
  • Wealth Management Specialist Courses (Smith Barney):     
  • Estate Planning - Parts I & II
  • Control & Restricted Securities - Parts I & II        
  • Asset Management                    
  • Alternative Investments
  • Hedging & Monetization
  • Lending           
  • Consulting Group University Diploma
    Smith Barney 
  • Professional Conduct & Responsibility Course
  • Futures Industry Institute         
  • Ethics Training
  • Center for Futures Education, Inc.     
  • Consulting Group, Life, Accident & Health Insurance, Syndicate Firm Element Reading Requirement Smith Barney
  • Mutual Funds Sales Practices, Compliance Continuing Education, Regulatory Firm Element Continuing Education Requirement Smith Barney
  • Current Firm Element Continuing Education Program 
    Securities America